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Loss, Seligman & Paredes, Securities Regulation. v. 5 (6th ed. 2020)

Document Type

Book

Publication Date

2019

Abstract

This universally acknowledged work is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes, plus thousands of cases and SEC administrative decisions and letters, definitively clarifies such questions as:

  • When does a note fall within the definition of a "security?"
  • How have the courts altered the express civil liability provisions of the federal securities laws?
  • Can the SEC impose additional ten-day suspensions on trading without notice?
  • Does scienter include reckless as well as intentional conduct?
  • And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn.

Keywords

Securities Regulation

Publication Citation

Joel Seligman & Troy A. Paredes, Securities Regulation (6th ed. 2019)

Comments

ISBN-13: 9780316533430

Publish/Update Frequency: Semi-annually

Last Updated 2023-06-23

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