Abstract

An American call (put) option is a contract that gives the holder the right, but not the obligation, to buy (sell) one unit of an asset (typically, stock) at a prespecified price (called strike price) at any desired time before a preset expiration time of the contract. The associated option pricing problem plays an important role in modern financial markets and one way to solve this is by searching for the optimal exercise policy, i.e., find the optimal time to exercise so that maximal reward is achieved. In this thesis, we shall discuss the modern Least Square Policy Iteration Method to solve the American option pricing problem based on Reinforcement Learning and compare it to the method of the Longstaff-Schwartz Method and the Finite Difference Method.

Committee Chair

Professor José E. Figueroa-López.

Committee Members

Professor Mladen Victor Wickerhauser and Professor Jimin Ding.

Degree

Master of Arts (AM/MA)

Author's Department

Statistics

Author's School

Graduate School of Arts and Sciences

Document Type

Thesis

Date of Award

Spring 5-15-2020

Language

English (en)

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