Reflections on Dual Regulation of Securities: A Case for Reallocation of Regulatory Responsibilities
Washington University Law Quarterly
I address the scope of state regulatory power that remains given the National Securities Markets Improvement Act of 1996's dictates and prerogatives. I then suggest for consideration significant alterations to the regulatory role traditionally performed by the states.
Manning Gilbert Warren III,
Reflections on Dual Regulation of Securities: A Case for Reallocation of Regulatory Responsibilities,
78 Wash. U. L. Q. 497
Available at: https://openscholarship.wustl.edu/law_lawreview/vol78/iss2/6