Reflections on Dual Regulation of Securities: A Case for Reallocation of Regulatory Responsibilities

Authors

Manning Gilbert Warren III, University of Louisville

Publication Title

Washington University Law Quarterly

Abstract

I address the scope of state regulatory power that remains given the National Securities Markets Improvement Act of 1996's dictates and prerogatives. I then suggest for consideration significant alterations to the regulatory role traditionally performed by the states.

Recommended Citation

Manning Gilbert Warren III, Reflections on Dual Regulation of Securities: A Case for Reallocation of Regulatory Responsibilities, 78 Wash. U. L. Q. 497 (2000).
Available at: https://openscholarship.wustl.edu/law_lawreview/vol78/iss2/6